Circular 227/2012/TT-BTCÂ of the Ministry of Finance guiding the establishment, operation and management of the securities investment company The portfolio structure of the public securities investment companies must comply with the provisions of the charter of the securities investment company and is restricted by such conditions below: – Not to invest more than 15% of the … Read More
Vietnam securities regulations
Decision 02/QD-VSD dated January 8th 2013 of the Vietnam Securities Depository on the recovery of the certificate for securities depository member
Decision 02/QD-VSD dated January 8th 2013 of the Vietnam Securities Depository on the recovery of the certificate for securities depository member: When recovering the certificate for securities depository member, the Vietnam Securities Depository will stop providing services related to the registration, clearing, custody, except for the following cases: – Client requests for the transfer of … Read More