Library

Circular 13/2013/TT-BTC dated January 25th of the Ministry of Finance on monitoring securities trading on the stock market

Circular 13/2013/TT-BTC dated January 25th of the Ministry of Finance on monitoring securities trading on the stock market

Accordingly, the contents of monitoring agencies that have responsibilities as well as obligations to provide information of the objects being monitored have been clearly specified and added quite a lot compared to the previous regulations.

Stock Exchanges will have the right to request all organizations and individuals related to securities transactions to provide information and documents to carry out monitoring.

Previously, they can only ask the Stock Exchanges’ members to provide information and documents.

Circular has issued a new report templates to monitor.

Circular takes effect from March 8th 2013.

ANT Lawyers

Tuan Nguyen

Recent Posts

5 Key Points from Law on Artificial Intelligence 2025: What Businesses Need to Know

As more foreign companies look to start a business in Vietnam, understanding the country's new…

13 hours ago

Decree 357/2025 on the Real Estate Market Data System

On December 31, 2025, the Government of Vietnam issued Decree 357/2025/ND-CP, regulating the construction, management,…

1 day ago

How to Set Up Representative Office in Vietnam: 5 Essential Steps Every Foreign Investor Must Know in 2026

This guide explains how to set up representative office in Vietnam in 2026. It covers…

1 day ago

How to Start an E-Commerce Business in Vietnam: A Strategic Guide for Foreign Investors From 2026

Vietnam’s digital economy is moving faster than many investors expected. Online retail is expanding beyond…

2 weeks ago

9 Red Flags of Equity Transfer Disputes Investors Miss During Due Diligence in Vietnam

Vietnam’s M&A market continues to mature. Private equity, strategic investors, and regional conglomerates are increasingly…

2 weeks ago

8 Enforcement Risks in Vietnam That Even Litigation Law Firms Cannot Ignore

Enforcement Risks Introduction Even if your company wins in a court case and a favourable…

3 weeks ago

This website uses cookies.