Library

Circular 13/2013/TT-BTC dated January 25th of the Ministry of Finance on monitoring securities trading on the stock market

Circular 13/2013/TT-BTC dated January 25th of the Ministry of Finance on monitoring securities trading on the stock market

Accordingly, the contents of monitoring agencies that have responsibilities as well as obligations to provide information of the objects being monitored have been clearly specified and added quite a lot compared to the previous regulations.

Stock Exchanges will have the right to request all organizations and individuals related to securities transactions to provide information and documents to carry out monitoring.

Previously, they can only ask the Stock Exchanges’ members to provide information and documents.

Circular has issued a new report templates to monitor.

Circular takes effect from March 8th 2013.

ANT Lawyers

Tuan Nguyen

Recent Posts

Arbitration in Vietnam: 7 Realities Foreign Companies Must Get Right

Foreign companies doing business in Vietnam increasingly use arbitration to resolve commercial disputes outside the…

2 days ago

4 Legal Problems with Digital Products in an MLM Model in Vietnam

Many businesses today do sell only products. They may also include digital content, app access,…

2 weeks ago

7 Risk Signs in an MLM Model in Vietnam That Businesses Should Review

For a long time, many businesses have thought that the main legal challenge in multi…

2 weeks ago

What Decree 137/2026 on Multi Level Marketing Regulation in Vietnam Means for MLM Businesses

Vietnam has issued Decree 137/2026 on multi level marketing, effective from July 1, 2026. This…

2 weeks ago

Contract Disputes in Vietnam: 8 Business Risks Foreign Companies Must Control

Foreign companies often believe they have a strong case against a Vietnamese counter-party. Yet they…

2 weeks ago

Buy Property in Vietnam as a Foreigner: 7 Legal Mistakes That Buyers Must Avoid

Quick Reference to Buy Property in Vietnam Foreign individuals permitted to enter Vietnam may buy…

3 weeks ago

This website uses cookies.